THE ELECTRONIC
JOURNAL OF COMBINATORICS
(2009), DS#7.
Abstract
Let $s(n)$ be the side of the smallest square into which we can pack $n$ unit squares. We present a history of this problem, and give the best known upper and lower bounds for $s(n)$ for $n≤100$, including the best known packings. We also give relatively simple proofs for the values of $s(n)$ when $n = 2$, $3$, $5$, $8$, $15$, $24$, and $35$, and more complicated proofs for $n=7$ and $14$. We also prove many other lower bounds for various $s(n)$.
Table of Contents
The problem of packing equal circles in a square has been around for some 40 years and has seen much recent progress [2]. The problem of packing equal squares in a square is only recently becoming well known. Results were less plentiful, as the computer-aided methods available for circles did not generalize for squares, until recently when an effective algorithm was found [20]. We give a few packings which improve upon those in the literature, illustrate a technique for obtaining lower bounds, and exhibit the best known packings for less than one hundred squares.
Let $s(n)$ be the side of the smallest square into which we can pack n unit squares. It is clear that $\sqrt n ≤ s(n) ≤ \lceil\sqrt n\,\rceil$, the first inequality coming from area considerations, and the second coming from the facts that $s(n)$ is non-decreasing and $s(n^2)=n$. It is not hard to show that $s(2)=s(3)=2$. It is a little harder to show that $s(5)=2+{1\over 2}\sqrt 2$ [7].
The number of claims far outweighs the number of published results in this area. Göbel says that Schrijver claims that Bajmóoczy proved $s(7)=s(8)=3$ [7]. Walter Stromquist claimed to have proved $s(6)=3$ and $s(10)=3+{1\over 2}\sqrt 2$, and claimed to know how to prove $s(14)=s(15)=4$ and $s(24)=5$ [13]. Trevor Green sent me a proof for $s(6)=3$. None of these proofs were published. Said El Moumni evidently proved $s(7)=s(8)=3$ and $s(15)=4$ [12] but no one was aware of this until recently. Finally, in 2002, Kearney and Shiu published a proof of $s(6)=3$ [9].
In 2003, Stromquist proved $s(10)=3+{1\over 2}\sqrt 2$ [18]. In 2005, Nagamochi proved that $s(n^2-2)=s(n^2-1)=n$ [19]. Also in 2005, Thierry Gensane and Philippe Ryckelynck published an inflation algorithm for finding good packings and found the first computer packing that might be optimal. [20]. There are many other good packings thought to be optimal, but as of yet no proofs. Here we prove the values of $s(n)$ for square $n$ and $n=2$, $3$, $5$, $7$, $8$, $14$, $15$, $24$, and $35$.
Previous results can be found in Section 2. Reccent packings appear in Section 3. In Section 4 we prove some technical lemmas that we use in Section 5 to prove the values of $s(n)$ mentioned above. Lists of the best known upper and lower bounds for $s(n)$ are given in the Appendix. Many of the results given are taken from unpublished letters and manuscripts, and private communications.
Göbel was the first to publish on the subject [7]. Generalizing his findings, $a^2+a+3+\lfloor (a-1)\sqrt 2\rfloor$ squares can be packed in a square of side $a+1+{1\over 2}\sqrt 2$ by placing a diagonal strip of squares at a $45°$ angle. This gives the best known packings for all values of $a$ except for $a=3$ (see Figure 1).
By unrotating some rotated squares in the corner, we get some alternate packings for $n=10$, $67$, and $84$. (see Figure 2). David Cantrell noticed in 2005[17] that alternative packings exist for $n=27$, $38$, $52$, $67$[22], and $84$ using a minimum number of rotated squares (see Figure 2). For $n=52$, this alternative packing is rigid.
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Charles Cottingham, who improved some of Göbel's packings for $n≤49$, was the first to use diagonal strips of width $2$ [6]. Soon after he produced a packing of $19$ squares with a diagonal strip of width $2$, Robert Wainwright improved Cottingham's packing slightly (see Figure 4) [4]. In 2002, David Cantrell found some alternative packings for $19$ squares [14].
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In 1980, Evert Stenlund improved many of Cottingham's packings, and provided packings for $n≤100$ [6]. His packing of $66$ squares uses a diagonal strip of width 3 (see Figure 5). In this packing, the diagonal squares touch only the squares in the upper right and lower left corners. Adding an "L" to this packing gives the best known packing of $83$ squares.
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The best known packings for many values of n are more complicated. Many seem to require packing with squares at angles other than 0° and 45°. In 1979, Walter Trump improved Göbel's packing of $11$ squares (see Figure 6). Many people have independently discovered this packing. The original discovery has been incorrectly attributed to Gustafson and Thule [11]. The middle squares are tilted about 40.1819372903297°, and there is a small gap between these squares. This packing is also rigid.
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In 1980, Hämäläinen improved on Göbel's packing of $18$ squares (see Figure 7) [6]. In 1981, Mats Gustafsson found an alternative optimal packing of $18$ squares (see Figure 7). The middle squares in these packings are tilted by an angle of $\sin^{-1}((\sqrt 7-1)/4)≈24.295°$. In 2002, David Cantrell found another alternative packing (see Figure 7) [14] that is useful in building the best known packing for $n=68$ (see Figure 11). In 2004, the computer program of Gensane and Ryckelynck found yet another alternative packing (see Figure 7) [20].
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In [3], Erdös and Graham define $W(s)=s^2-\max\{n:s(n)≤s\}$. Thus $W(s)$ is the wasted area in the optimal packing of unit squares into an $s × s$ square. They show (by constructing explicit packings) that $W(s)=\mathcal{O}(s^{7/11})$. In [10], it is mentioned that Montgomery has improved this result to $W(s)=\mathcal{O}(s^{(3-\sqrt 3)/2+ε})$ for every $ε\gt 0$.
In [10], Roth and Vaughan establish a non-trivial lower bound for $W(s)$. They show that if $s(s-\lfloor s\rfloor)\gt{1\over 6}$, then $W(s)≥ 10^{-100}\sqrt{s \cdot \lvert s-\lfloor s+{1\over 2}\rfloor \rvert}$. This implies that $W(s)$ is not $\mathcal{O}(s^α)$ when $α\lt {1\over 2}$.
It was conjectured that $s(n^2-n)=n$ whenever $n$ is small. The smallest known counterexample of this conjecture, due to Lars Cleemann, is $s(17^2-17)\lt 17$. That is, $272$ squares can be packed into a square of side $17$ in such a way that the the square can be squeezed together slightly (see Figure 8). Three squares are tilted by an angle of 45°, and the other tilted squares are tilted by an angle of $\theta\gt\tan^{-1}({8\over 15})≈28.072°$. This was elaborated upon by David Ellsworth in 2023, finding that the optimal angle is $\theta=\Nn{28.5505842512145}°$, with $s=4\cos\theta+\sin\theta+13$.
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We can generalize the packings in Figure 3 by placing the central square a little off center. We can pack $2a^2+2a+b^2$ squares in a rectangle with sides \[\displaystyle a + \frac{1}{2} + \frac{b}{\sqrt 2} \quad\text{and}\quad a + \frac{3}{2} + \frac{b}{\sqrt 2}\text{.}\] Adding a column of squares to the side of this, we get a packing of $2a^2+4a+b^2+1$ squares in a square of side $a+{3\over 2}+b/\sqrt 2$. This gives the best known packings for $26$ and $85$ squares (see Figure 9).
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Stenlund also modified a diagonal strip of width $4$ to pack $87$ squares (see Figure 10). In 2002, David Cantrell changed the angles slightly to give a minutely better packing (see Figure 10) [14]. There is a thin space between two of the diagonal strips. Compare this with the packing of $19$ squares in Figure 4.
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In 2002, David Cantrell found packings of $53$ and $68$ squares that are slightly better than Göbel's (see Figure 11). [14]
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In 1980, Pertti Hämäläinen improved Göbel's packing of $17$ squares using a different arrangement of squares at a 45° angle. But in 1998, John Bidwell, an undergraduate student at the University of Hawaii, improved this packing (see Figure 12) [1]. It is the smallest example where the best known packing contains squares at three different angles.
Also in 1998, I improved the best known packing of $29$ squares using a modified diagonal strip of width 2. A few months later, Bidwell improved my packing slightly [1]. In 2005, David Cantrell used a completely different idea to find a better packing [17]. But in 2004, the computer program of Thierry Gensane and Philippe Ryckelynck found what now stands as the best known packing for $29$ squares (see Figure 12) [20]. This packing contains squares at no less than 6 different angles.
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In 1997, I generalized Cottingham's packing of $41$ squares to give packings of $70$ and $88$ squares using strips of width 2. In 2002, David Cantrell modified these packings to give the best known packings (see Figure 13). [14]
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In 1997, I modified a diagonal strip of $2$ squares to get a packing of $54$
squares based on Wainwright's packing of $19$ squares in
Figure 4. In 2002, David Cantrell used his
alternative packings of $19$ squares to improve the packing for $54$ squares [14]. He further improved this packing in 2005 (see Figure 14) [17].
In 1997, I modified a diagonal strip of $4$ squares to get a packing of $69$ squares. In 2002, David Cantrell improved this to produce the best known packing of $69$ squares (see Figure 14) [14]. Maurizio Morandi noticed some 5 years later that adding an "L" to this packing improved Cantrell's packing of $69$ squares, but then he further improved the packing (see Figure 14) [21].
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In 2002, David Cantrell used a completely new idea to find the best known packing of $39$ squares (see Figure 15). [14]
We can generalize the packings in Figure 7 to provide the best known packings of $86$ squares (see Figure 15). The angle of the tilted squares is the same as in that Figure.
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In 1997, I improved the packing for $37$ squares using a modified diagonal strip of width 3. In 2002, David Cantrell improved this slightly (see Figure 16). [14] The slanted squares are tilted at angles of $\Nn{42.0866074742059}°$ and $45°$. Adding an "L" to this packing of $37$ squares gives the best known packing of $50$ squares.
In 1979, Charles Cottingham found a packing of $41$ squares that was only improved in 2005 by David Cantrell (see Figure 16). [17]
In 2002, David Cantrell found the first packing of $55$ squares in a square of side less than $8$ [14]. He then improved this packing in 2005. (see Figure 16). [17]
Also in 2005, David Cantrell found the first packing of $71$ squares in a square of side less than $9$. (see Figure 16). [17]
In 2009, Károly Hajba found the first known packing of $51$ squares in a square of side less than $7+{1\over 2}\sqrt 2$. (see Figure 16). [16]
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Finally, we make the following conjecture:
Conjecture 1. If $s(n^2-k)=n$, then $s((n+1)^2-k)=n+1$.
$$y = {{\sin^2 θ - \cos θ (1 - \sin θ - \cos θ)}\over\sin θ} = {{(1 - \sin θ) (1 - \cos θ) + \sin θ}\over\sin θ} ≥ 1\text{.} \enspace \blacksquare$$Figure 17. |
the critical points of $f(θ)$ are
$$(\cos θ,\sin θ)=\left({1\over\sqrt 2},{1\over\sqrt 2}\right) \quad \text{and} \quad (\cos θ,\sin θ) = \left({1 ± \sqrt{2x^2-1}\over 2x} , {1 \pm \sqrt{2x^2-1} \over 2x}\right)$$.Figure 18. |
Figure 19. |
Figure 20. |
Figure 21. |
Figure 22. |
To show that $s(n)≥k$, we will modify a method used by Walter Stromquist [13]. We will find a set $P$ of $(n-1)$ points in a square $S$ of side $k$ so that any unit square in $S$ contains an element of $P$ (possibly on its boundary). Shrinking these by a factor of $(1-ε/k)$ gives a set $P'$ of $(n-1)$ points in a square $S'$ of side $(k-ε)$ so that any unit square in $S'$ contains an element in $P'$ in its interior. Therefore no more than $(n-1)$ non-overlapping squares can be packed into a square of side $(k-ε)$, and $s(n)>k-ε$. Since this is true for all $ε>0$, we must have $s(n)≥k$.
We call $P$ a set of unavoidable points in $S$. We now prove lower bounds on $s(n)$ by showing that certain sets of points are unavoidable.
Theorem 1. $s(2)=s(3)=2$.
Proof: Consider a unit square $u$ in $[0,2]^2$. Since the center of $u$ is either in $[0,1]^2$ or $[0,1]×[1,2]$ or $[1,2]×[0,1]$ or $[1,2]^2$, Lemma 1 shows that $u$ contains the point $(1,1)$. That is, the set $P=\{ (1,1) \}$ is unavoidable in $[0,2]^2$ (see Figure 23). $\blacksquare$
$s(2)≥2$ Figure 23. |
Theorem 2. $s(5)=2+{1\over 2}\sqrt 2$.
$s(5)≥2+{1\over 2}\sqrt 2$ Figure 24. |
$s(8)≥3$ Figure 25. |
is unavoidable in $[0,4]^2$ by Lemmas 1, 2, 3, and 4 (see Figure 26). $\blacksquare$
$s(15)≥4$ Figure 26. |
is unavoidable in $[0,5]^2$ by Lemmas 1, 2, and 3 (see Figure 27). $\blacksquare$
$s(24)≥5$ Figure 27. |
is unavoidable in $[0,5]^2$ by Lemmas 1, 2, and 3 (see Figure 28). $\blacksquare$
$s(35)≥6$ Figure 28. |
Figure 29. |
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Figure 31. |
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The other lower bounds known are probably not sharp. For example, Trevor Green has shown [8]:
Theorem 9. $s(n^2+1) ≥ 2\sqrt 2 - 1 + {{n-1}\over{n^2+1}} \bigl(n(n-1) + \sqrt{2n}\bigr)$.
Theorem 10. $s(n^2+\lfloor{n/2}\rfloor+1) ≥ 2\sqrt 2 + {2\over 5}(n-2)\sqrt 5$.
And Walter Stromquist has shown [18]:
Theorem 11. $s(11) ≥ 2 + {4\over 5}\sqrt 5$.
Unavoidable sets illustrating some of the lower bounds on s(n) are shown in Figure 34.
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n | s(n) | Optimal? | Figure | Author |
1 | $1$ | |||
2-4 | $2$ | |||
5 | $2+{1\over 2}\sqrt 2≈2.7072$ | Figure 1 | Göbel | |
6-9 | $3$ | |||
10 | $3+{1\over 2}\sqrt 2≈3.7072$ | Figure 1 | Göbel | |
11 | $≈3.8771$ | Figure 6 | Trump | |
12-13 | $4$ | |||
14-16 | $4$ | |||
17 | $≈4.6756$ | Figure 12 | Bidwell | |
18 | ${7\over 2}+{1\over 2}\sqrt 7≈4.8229$ | Figure 7 | Hämäläinen | |
19 | $3+{4\over 3}\sqrt 2≈4.8857$ | Figure 4 | Wainwright | |
20-22 | $5$ | |||
23-25 | $5$ | |||
26 | ${7\over 2}+{3\over 2}\sqrt 2≈5.6214$ | Figure 9 | Friedman | |
27 | $5+{1\over 2}\sqrt 2≈5.7072$ | Figure 1 | Göbel | |
28 | $3+2\sqrt 2≈5.8285$ | Figure 3 | Göbel | |
29 | $≈5.9344$ | Figure 12 | Gensane/Ryckelynck | |
30-33 | $6$ | |||
34-36 | $6$ | |||
37 | $≈6.5987$ | Figure 16 | Cantrell | |
38 | $6+{1\over 2}\sqrt 2≈6.7072$ | Figure 1 | Göbel | |
39 | $≈6.8189$ | Figure 15 | Cantrell | |
40 | $4+2\sqrt 2≈6.8285$ | Figure 3 | Göbel | |
41 | $≈6.9473$ | Figure 16 | Cantrell | |
42-46 | $7$ | |||
47-49 | $7$ | |||
50 | $≈7.5987$ | |||
51 | $≈7.7044$ | Figure 16 | Hajba | |
52 | $7+{1\over 2}\sqrt 2≈7.7072$ | Figure 1 | Göbel | |
53 | $≈7.8231$ | Figure 11 | Cantrell | |
54 | $≈7.8488$ | Figure 14 | Cantrell | |
55 | $≈7.9871$ | Figure 16 | Cantrell | |
56-61 | $8$ | |||
62-64 | $8$ | |||
65 | $5+{5\over 2}\sqrt 2≈8.5356$ | Figure 3 | Göbel | |
66 | $3+4\sqrt 2≈8.6569$ | Figure 5 | Stenlund | |
67 | $8+{1\over 2}\sqrt 2≈8.7072$ | Figure 1 | Göbel | |
68 | ${15\over 2}+{1\over 2}\sqrt 7≈8.8229$ | Figure 11 | Cantrell | |
69 | $≈8.8287$ | Figure 14 | Morandi | |
70 | $≈8.9121$ | Figure 13 | Cantrell | |
71 | $≈8.9633$ | Figure 16 | Cantrell | |
72-78 | $9$ | |||
79-81 | $9$ | |||
82 | $6+{5\over 2}\sqrt 2≈9.5356$ | |||
83 | $4+4\sqrt 2≈9.6569$ | |||
84 | $9+{1\over 2}\sqrt 2≈9.7072$ | Figure 1 | Göbel | |
85 | ${11\over 2}+3\sqrt 2≈9.7427$ | Figure 9 | Friedman | |
86 | $1{7\over 2}+{1\over 2}\sqrt 7≈9.8229$ | Figure 15 | Friedman | |
87 | $≈9.8520$ | Figure 10b | Cantrell | |
88 | $≈9.9018$ | Figure 13 | Cantrell | |
89 | $5+{7\over 2}\sqrt 2≈9.9498$ | Figure 3 | Stenlund | |
90-97 | $10$ | |||
98-100 | $10$ |
n | s(n) | Figure | Author |
2-3 | $2$ | Figure 23 | Göbel |
5 | $2+{1\over 2}\sqrt 2≈2.7071$ | Figure 24 | Göbel |
6 | $3$ | Kearney/Shiu | |
7 | $3$ | Figure 29 | Friedman |
8 | $3$ | Figure 25 | Friedman |
10 | $3+{1\over 2}\sqrt 2≈3.7071$ | Stromquist | |
11-12 | $2+{4\over 5}\sqrt 5≈3.7888$ | Stromquist | |
13 | $3.8437$ | Friedman | |
14 | $4$ | Figure 31 | Friedman |
15 | $4$ | Figure 26 | Friedman |
17-18 | ${1\over 17}(40\sqrt 2+19)≈4.4452$ | Figure 34 | Green |
19-20 | $6\sqrt 2-4≈4.4852$ | Figure 34 | Friedman |
21 | $4.7438$ | Friedman | |
22 | $2\sqrt 2+2≈4.8284$ | Green | |
23 | $5$ | Nagamochi | |
24 | $5$ | Figure 27 | Friedman |
26-27 | $2\sqrt 2+{1\over 13}(27+2\sqrt 10)≈5.3918$ | Green | |
28-30 | $2\sqrt 2+{6\over 5}\sqrt 5≈5.5117$ | Green | |
31 | $5.6415$ | Green | |
34 | $6$ | Nagamochi | |
35 | $6$ | Figure 28 | Friedman |
37-39 | $2\sqrt 2+{1\over 37}(113+10\sqrt 3)≈6.3506$ | Green | |
40-41 | $2\sqrt 2+{8\over 5}\sqrt 5≈6.4061$ | Green | |
47-48 | $7$ | Nagamochi | |
50-53 | $2\sqrt 2+{1\over 25}(101+3\sqrt 14)≈7.3174$ | Green | |
62-63 | $8$ | Nagamochi | |
65-68 | $2\sqrt 2+{71\over 13}≈8.2899$ | Green | |
79-80 | $9$ | Nagamochi | |
82-85 | $2\sqrt 2+{1\over 41}(288+12\sqrt 3)≈9.2667$ | Green |
[1] J. Bidwell, 1998, private communication.
[4] M. Gardner, "Mathematical Games", Scientific American (Oct 1979, Nov 1979, Mar 1980, Nov 1980).
[6] M. Gardner, 1998, private communication with E. Friedman.
[8] T. Green, 2000, private communication with E. Friedman.
[11] "Problem Ronden", Ronden (Apr 1980, Sep 1980, Dec 1980)
[13] W. Stromquist, "Packing Unit Squares Inside Squares III", unpublished manuscript, 1984.
[14] D. W. Cantrell, 2002, private communication with E. Friedman.
[15] E. Friedman, "Erich's Packing Center", https://erich-friedman.github.io/packing/index.html.
[16] K. Hajba, 2009, private communication with E. Friedman.
[17] D. W. Cantrell, 2005, private communication with E. Friedman.
[18] W. Stromquist, Packing 10 or 11 Unit Squares in a Square, Elect. J. Comb. 10 #R8 (2003).
[19] H. Nagamochi, Packing Unit Squares in a Rectangle, Elect. J. Comb. 12 #R37 (2005).
[20] T. Gensane and P. Ryckelynck, Improved Dense Packings of Congruent Squares in a Square, Discrete Comput. Geom. 34 (2005) 97-109.
[21] M. Morandi, 2010, private communication with E. Friedman.
[22] D. W. Cantrell, 2023, private communication with D. Ellsworth.